Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas l? Claim Your ProfileThomas Huber is a financial advisor with Stifel, Nicolaus & Company, Inc. located in FAIRPORT, NY. Thomas has over 30 years of experience in the financial services industry, specializing in providing financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions. Thomas is registered with the state of New York and is also a registered representative of Stifel, Nicolaus & Company, Inc. He has a strong track record of providing personalized investment advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/27/2023 - Present
Stifel, Nicolaus & Company, Inc. (FAIRPORT NY)
NY
02/23/2009 - 10/12/2018
UBS FINANCIAL SERVICES INC. (ROCHESTER NY)
NY
04/02/2007 - 02/24/2009
MORGAN STANLEY & CO. INCORPORATED (ROCHESTER NY)
NY
04/20/2000 - 04/02/2007
MORGAN STANLEY DW INC. (ROCHESTER NY)
NY
03/19/1986 - 04/17/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1986
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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