Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Laporta is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas has been in the securities industry since August 1989 and has worked with a number of financial institutions prior to Merrill Lynch. Thomas is a Certified Financial Planner and holds the Series 6, 7, 63 and 66 licenses. Thomas has a wide range of experience serving individual investors and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FREEHOLD NJ)
NJ
08/17/2022 - 06/20/2023
CITIZENS SECURITIES, INC. (FREEHOLD NJ)
NJ
06/18/2018 - 08/17/2022
CETERA INVESTMENT SERVICES LLC (FREEHOLD NJ)
NJ
09/19/2012 - 05/30/2018
SANTANDER SECURITIES LLC (MATAWAN NJ)
NJ
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (MATAWAN NJ)
NJ
10/01/1999 - 05/27/2008
IFMG SECURITIES, INC. (RED BANK NJ)
OR
12/01/1995 - 10/01/1999
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NJ
06/03/1992 - 12/06/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/03/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
09/04/1985 - 07/07/1988
PRUCO SECURITIES CORPORATION
BOTH
Issued 04/11/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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