Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Eng is a financial advisor with Scotia Capital (usa) Inc. Thomas has been in the financial services industry since May 17, 2015. Thomas is registered with FINRA and holds Series 6, Series 99 and SIE licenses. Thomas has previously worked with AXA ADVISORS, LLC and AXA DISTRIBUTORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/11/2019 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NJ
04/13/2015 - 05/02/2018
AXA ADVISORS, LLC (JERSEY CITY NJ)
NC
08/04/2015 - 04/30/2018
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
07/10/2009 - 02/01/2010
AXA ADVISORS, LLC (NEW YORK NY)
NC
01/16/2009 - 01/26/2009
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
BC
Issued 05/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2015
Series 99 - Operations Professional Examination
BC
Issued 01/15/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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