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Thomas L Bockholt

Morgan Stanley & Co. LLC

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About Thomas L Bockholt

Thomas Bockholt is a financial professional registered with Morgan Stanley & Co. LLC. Thomas holds the Series 79TO and SIE licenses. Thomas joined Morgan Stanley & Co. LLC on July 27, 2023.

Firm Information

Thomas Bockholt is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Bockholt’s Registration & Firm History

TX

07/27/2023 - Present

Morgan Stanley & Co. LLC (Houston TX)

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Licenses & Designations

BC

Issued 07/27/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/11/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas L Bockholt.
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