Unclaimed
Thomas Provins is a financial advisor with LPL Financial LLC. Thomas has been in the financial services industry since 1998. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 63 and 66 securities licenses. Thomas is also registered as an investment advisor representative in Pennsylvania, Texas and Virginia. Prior to joining LPL Financial LLC, Thomas worked for Ameriprise Financial Services, Inc., IDS Life Insurance Company and PFS Investments Inc. Thomas is affiliated with Cardiff, Provins & Angel Wealth Management, LLC, a DBA for LPL business. Thomas is a member of the Mount Lebanon (municipality) Financial Advisory Board.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/01/2007 - Present
LPL Financial LLC (CANONSBURG PA)
PA
08/03/2000 - 10/29/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MT. LEBANON PA)
MN
08/03/2000 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
GA
02/06/1998 - 12/31/1999
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 11/25/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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