Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kravitz Peltier has been in the financial services industry since 1996. Thomas currently is registered with Fnex Capital, LLC, and previously worked for Ashton Stewart & Co., Inc., Outcome Capital, LLC, Stifel, Nicolaus & Company, Incorporated, and Legg Mason Wood Walker, Incorporated. Thomas holds FINRA Series 7, 24, 63, 79TO, and SIE licenses and is registered with the state of Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
10/06/2023 - Present
Fnex Capital, LLC (McLean VA)
FL
10/08/2021 - 04/01/2022
ASHTON STEWART & CO., INC. (MIAMI FL)
VA
05/31/2018 - 10/06/2021
OUTCOME CAPITAL, LLC (RESTON VA)
MD
12/01/2005 - 05/30/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)
MD
03/02/1995 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 01/14/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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