Unclaimed
Thomas Kokinda is a financial advisor with The Leaders Group, Inc. based in Littleton, CO. Thomas has been in the industry since 1993 and has held previous positions with Nationwide Securities, LLC, and 1717 Capital Management Company. Thomas holds the Series 6 and Series 63 licenses as well as the SIE. Thomas is currently registered with the following states: Arizona, California, Florida, Massachusetts, New Hampshire, New Jersey, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/16/2009 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MA
08/01/2008 - 01/02/2009
NATIONWIDE SECURITIES, LLC (SHERBORN MA)
MA
05/12/2004 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (SHERBORN MA)
DE
06/16/1993 - 03/23/2004
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BC
Issued 06/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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