Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Phillips is a financial advisor with Raymond James Financial Services Advisors, Inc. in Leesburg, GA. Thomas has been working in the financial services industry for over a decade, with prior experience at Raymond James & Associates, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas holds licenses to provide investment advice in 15 states, including Georgia, Texas, Alabama, Arkansas, Florida, New Mexico, North Carolina, South Carolina, Tennessee, Virginia, Washington, Wisconsin and Wyoming. Thomas is a Registered Representative and Investment Advisor Representative. Thomas also provides agricultural and financial services to local businesses in the area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
GA
04/03/2023 - Present
Raymond James Financial Services Advisors, Inc. (Leesburg GA)
GA
10/20/2015 - 04/04/2023
RAYMOND JAMES & ASSOCIATES, INC. (ALBANY GA)
GA
09/13/2011 - 10/21/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBANY GA)
BOTH
Issued 11/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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