Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kirk Riding is a financial advisor with Independent Financial Group, LLC based in VICTORVILLE, CA. Thomas has been in the industry since 1983 and has experience working with a variety of clients, including individuals, families, businesses, and trusts. Thomas has a strong commitment to providing his clients with personalized financial advice and solutions. Thomas is licensed to provide securities and investment advisory services in multiple states. He is also a Registered Representative with FINRA and the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/07/2012 - Present
Independent Financial Group, LLC (VICTORVILLE CA)
CA
09/05/2003 - 02/21/2012
PACIFIC WEST SECURITIES, INC. (VICTORVILLE CA)
AZ
11/16/1998 - 09/23/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
CA
02/08/1995 - 11/16/1998
UNITED PACIFIC SECURITIES, INC. (CARLSBAD CA)
CO
03/12/1992 - 02/13/1995
CONSOLIDATED INVESTMENT SERVICES, INC. (LITTLETON CO)
AZ
06/18/1989 - 03/16/1992
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
07/18/1986 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
05/09/1986 - 07/24/1986
IRONWOOD SECURITIES, INC.
NA
08/08/1985 - 04/23/1986
EQUITY-ONE CORPORATION
NA
08/23/1983 - 11/07/1985
WESTLAKE SECURITIES, INC.
IA
Issued 06/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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