Unclaimed
Thomas Harrington is a financial advisor with over 30 years of experience in the industry. Thomas is a Certified Financial Planner™ and is registered with LPL Financial LLC. Thomas has held previous positions with Mutual Service Corporation and MML Investors Services, Inc. Thomas currently holds a Series 7, Series 6, Series 24, Series 51 and Series 63 licenses. Thomas is registered in Arizona, California, Colorado, Florida, Georgia, Kentucky, Maryland, Missouri, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Texas, and is also a Registered Investment Advisor (RIA) in Florida, Ohio and Texas. Thomas specializes in working with individuals, corporations, charitable organizations, and pension and profit-sharing plans. Thomas focuses on providing investment advice, financial planning, consulting, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/01/2024 - Present
LPL Financial LLC (DUBLIN OH)
MA
10/18/1993 - 11/13/1997
MUTUAL SERVICE CORPORATION (BOSTON MA)
MA
12/06/1989 - 10/25/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 11/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/24/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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