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Thomas Kirby

Facet

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About Thomas Kirby

Thomas Kirby is a financial advisor with Facet in Baltimore, Maryland. Thomas has been in the financial services industry since 1997. He is a Certified Financial Planner and holds the Series 6, 7, 63 and 65 licenses. Thomas's previous experience includes roles at USAA Financial Advisors, Inc., USAA Investment Services Company, CETERA Investment Services LLC, TIAA-CREF Individual & Institutional Services, LLC, Teachers Personal Investors Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Janus Distributors, Inc..

Firm Information

Thomas Kirby is currently registered with Facet. Facet is an investment advisor headquartered in BALTIMORE, MD with approximately $1 billion - $10 billion in assets under management. They provide financial planning and portfolio management for individuals and high-net-worth individuals. They have 58 investment advisor representatives and 34,597 total accounts.
Facet

400 EAST PRATT STREET

BALTIMORE, MD 21202

$3.87B

Assets Under Management

2,957

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Thomas Kirby’s Registration & Firm History

MD

02/26/2021 - Present

Facet (BALTIMORE MD)

TX

06/08/2020 - 10/27/2020

USAA INVESTMENT SERVICES COMPANY (SAN ANTONIO TX)

CO

10/28/2014 - 06/08/2020

USAA FINANCIAL ADVISORS, INC. (DENVER CO)

ID

02/25/2014 - 10/20/2014

CETERA INVESTMENT SERVICES LLC (MERIDIAN ID)

CO

01/01/2004 - 09/11/2013

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

NY

06/12/2000 - 01/01/2004

TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)

NY

10/01/1998 - 12/04/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CO

08/29/1997 - 07/17/1998

JANUS DISTRIBUTORS, INC. (DENVER CO)

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Licenses & Designations

IA

Issued 03/27/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/1998

Series 7 - General Securities Representative Examination

BC

Issued 08/26/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Kirby.
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