Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kingsley Rouse is a financial professional who has been in the industry since September 15, 2021. Rouse is currently registered with Tradition Securities And Derivatives LLC and has a Series 3, Series 7TO, Series 57TO, Series 63, and Series 7 license. Prior to this, Rouse was registered with Fidelity Brokerage Services LLC. Rouse is registered to conduct business in California, Connecticut, Florida, Illinois, New Jersey, New York, Oklahoma, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/05/2022 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NH
08/06/2016 - 10/24/2017
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 12/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2023
Series 3 - National Commodity Futures Examination
BC
Issued 04/10/2023
Series 57TO - Securities Trader Exam
BC
Issued 12/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/10/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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