Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kiley Smith is a financial professional with over 3 years of experience in the industry. Thomas is currently registered with Btig, LLC. Prior to this, Thomas worked at Monroe Financial Partners, Inc. Thomas is registered in 51 states and holds licenses for Series 63, Series 86, Series 87, Series 57TO, Series 7TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/21/2022 - Present
Btig, LLC (CHICAGO IL)
IL
12/21/2019 - 06/13/2022
MONROE FINANCIAL PARTNERS, INC. (CHICAGO IL)
BC
Issued 12/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/12/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/08/2020
Series 57TO - Securities Trader Exam
BC
Issued 12/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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