Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Whalen is a financial advisor with over 20 years of experience in the industry. Thomas is currently registered with Allstate Financial Services, LLC and is licensed to provide financial services in New York. Thomas has a wide range of experience in the financial industry, including working as a securities agent and a financial advisor for Allstate Financial Services, LLC. Thomas holds the Series 6 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/04/2014 - Present
Allstate Financial Services, LLC (Bellmore NY)
NY
03/21/2001 - 06/29/2012
ALLSTATE FINANCIAL SERVICES, LLC (BELLMORE NY)
BC
Issued 04/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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