Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McCarthy is a financial advisor with Fidelity Brokerage Services LLC. He is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in Massachusetts, Texas, and Utah. Thomas McCarthy has been in the financial services industry since 2005 and has a Series 7, Series 24, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
04/07/2014 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
MA
07/20/2005 - 07/19/2018
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
BC
Issued 05/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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