Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Heffernan is a financial professional with over 30 years of experience in the securities industry. He is currently registered with Bankers Life Securities, Inc. and has a strong track record of success in providing financial advice and investment management services to clients. Thomas has a wide range of experience, having worked with several firms in various roles, including E*TRADE Securities LLC, Optionshouse, Regal Securities, Inc., TCF Investments, Inc., Woodbury Financial Services, Inc., and Direct Access Brokerage Services, Inc. Thomas is a highly qualified financial professional with a wide range of knowledge and expertise. He is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
03/05/2019 - Present
Bankers Life Securities, Inc. (CHICAGO IL)
IL
08/07/2017 - 08/24/2017
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
01/21/2015 - 08/07/2017
OPTIONSHOUSE (CHICAGO IL)
IL
07/13/2011 - 01/21/2015
OPTIONSHOUSE, LLC (CHICAGO IL)
IL
09/14/2005 - 08/04/2011
REGAL SECURITIES, INC. (GLENVIEW IL)
MN
10/14/2004 - 06/22/2005
TCF INVESTMENTS, INC. (MINNEAPOLIS MN)
MN
01/13/2004 - 10/12/2004
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IL
03/18/1999 - 05/20/2003
DIRECT ACCESS BROKERAGE SERVICES, INC. (CHICAGO IL)
NJ
02/08/1990 - 11/02/1992
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IN
03/24/1987 - 01/15/1990
UNIFIED MANAGEMENT CORPORATION (INDIANAPOLIS IN)
NA
10/30/1986 - 02/27/1987
FIRST OPTIONS OF CHICAGO, INCORPORATED
NA
11/22/1983 - 10/15/1986
H. A. BRANDT & ASSOCIATES, INC
BC
Issued 11/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2013
Series 24 - General Securities Principal Examination
BC
Issued 03/11/2013
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/24/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2016
Series 3 - National Commodity Futures Examination
BC
Issued 04/03/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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