Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dougherty is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Cetera Investment Advisers LLC as a Registered Investment Advisor. Thomas has a strong background in the financial services industry, holding previous positions with firms like Voya Financial Advisors, Inc., Waddell & Reed, Inc., and Signator Investors, Inc. Thomas is also a licensed insurance agent and serves as a Board Member for the Ancient Order of Hibernian. Thomas focuses on providing financial planning, portfolio management, and pension consulting services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (MELVILLE NY)
NY
09/04/2003 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (HUNTINGTON STATION NY)
KS
05/04/2001 - 09/08/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
MA
03/09/1993 - 05/30/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
03/09/1993 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 7/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/5/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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