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Thomas Kevin Ambrose

Ambrose Wealth Management

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About Thomas Kevin Ambrose

Thomas Ambrose is an investment advisor representative with Ambrose Wealth Management. Thomas has been in the financial services industry for over 30 years and has held various positions with different firms. Prior to founding Ambrose Wealth Management, Thomas worked at Cambridge Investment Research, Inc. and Prospera Financial Services, Inc. Thomas is currently registered as an investment advisor representative in Pennsylvania. Ambrose Wealth Management provides financial planning, portfolio management for individuals and selection of other advisors.

Firm Information

Thomas Ambrose is currently registered with Ambrose Wealth Management. Ambrose Wealth Management is a registered investment advisor with 1 licensed agent and 1 investment adviser representative. They manage approximately $3,000,000 in assets for 15 clients, including 14 individuals and 1 high-net-worth individual. Ambrose Wealth Management provides financial planning and portfolio management services to individuals, with a minimum of $1,000,000 in assets for high-net-worth individuals. They also provide portfolio management services for other investment advisors.

$3.00M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Ambrose’s Registration & Firm History

PA

08/26/2015 - Present

Ambrose Wealth Management (CHADDS FORD PA)

PA

07/02/2014 - 05/22/2015

CAMBRIDGE INVESTMENT RESEARCH, INC. (WEST CHESTER PA)

PA

11/07/2012 - 06/06/2014

PROSPERA FINANCIAL SERVICES, INC. (WESTCHESTER PA)

DE

05/14/2010 - 11/08/2012

AMERIPRISE FINANCIAL SERVICES, INC. (WILMINGTON DE)

PA

01/30/2006 - 05/14/2010

H. BECK, INC. (CHADDS FORD PA)

AZ

01/31/1997 - 01/31/2006

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

GA

07/01/1996 - 01/31/1997

KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)

SC

11/04/1989 - 07/02/1996

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NA

09/01/1989 - 10/30/1989

UMS INVESTMENTS, INC.

GA

06/16/1988 - 08/24/1989

FSC SECURITIES CORPORATION (ATLANTA GA)

NA

02/02/1988 - 06/18/1988

BAILEY, MARTIN & APPEL, INC.

NA

06/25/1987 - 07/17/1987

MONARCH INVESTMENTS INC.

NA

10/29/1985 - 07/06/1987

EXETER SECURITIES CORPORATION

NA

05/17/1985 - 04/10/1986

PENN AMERICAN SECURITIES CORPORATION

NA

09/26/1979 - 10/24/1985

MANEQUITY, INC.

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Licenses & Designations

IA

Issued 01/11/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/10/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2015

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1979

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 3 public disclosures for Thomas Kevin Ambrose. Review regulatory record here.
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