Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gowin is a financial advisor with over 19 years of experience in the industry. Thomas is currently registered with Robert W. Baird & Co. Inc. He has a broad range of experience, having previously worked with J.J.B. HILLIARD, W.L. LYONS, LLC and ONEAMERICA SECURITIES, INC. Thomas is licensed to provide securities and investment advisory services. He holds the Series 6, Series 7, Series 63 and Series 65 licenses. He specializes in a variety of areas including retirement planning, estate planning, college savings, and insurance. Thomas Gowin is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IN
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Martinsville IN)
IN
08/05/2013 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (MARTINSVILLE IN)
IN
06/10/2010 - 08/23/2013
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
08/19/2003 - 12/24/2008
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IA
Issued 06/30/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/18/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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