Unclaimed
Thomas Kenneth Parker is an investment advisor representative at Truist Advisory Services, Inc., and is licensed in 23 states. Thomas Kenneth Parker has been in the financial services industry since December 1993. Thomas Kenneth Parker's previous experience includes positions at SunTrust Robinson Humphrey, Inc. and Salomon Smith Barney Inc. Thomas Kenneth Parker specializes in providing financial planning services to individuals, businesses, and high-net-worth clients. Thomas Kenneth Parker is registered with FINRA and the Securities Investor Protection Corporation (SIPC). Thomas Kenneth Parker has a Series 63, 65, 66, 7, 24, and 87 licenses. Thomas Kenneth Parker's office is located in Washington, DC at 1445 NEW YORK AVE, NW, FL 4, 20005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DC
10/23/2017 - Present
Truist Advisory Services, Inc. (WASHINGTON DC)
GA
07/27/2001 - 09/23/2009
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
NY
12/13/1993 - 08/03/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 04/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/18/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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