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Thomas Kenneth Judd

Nylife Securities LLC

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About Thomas Kenneth Judd

Thomas Judd has been in the securities industry since 1987 and is currently registered with Nylife Securities LLC in Albany, New York. Thomas holds the Series 6, Series 63, and SIE licenses. Thomas has previous experience working for Pruco Securities Corporation.

Firm Information

Thomas Judd is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Judd’s Registration & Firm History

NY

06/18/1992 - Present

Nylife Securities LLC (ALBANY NY)

NJ

12/12/1986 - 05/11/1992

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 02/07/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Kenneth Judd.
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