Unclaimed
Thomas Judd has been in the securities industry since 1987 and is currently registered with Nylife Securities LLC in Albany, New York. Thomas holds the Series 6, Series 63, and SIE licenses. Thomas has previous experience working for Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/18/1992 - Present
Nylife Securities LLC (ALBANY NY)
NJ
12/12/1986 - 05/11/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 02/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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