Unclaimed
Thomas Migdale is a financial advisor with Equitable Advisors, LLC, a leading financial services firm. Thomas has over 25 years of experience in the financial services industry, having previously worked for firms like PRUCO SECURITIES, LLC., CETERA ADVISORS LLC, and Chase Investment Services Corp. Thomas is registered to offer securities in multiple states, including New York, New Jersey, Florida, California, Arkansas, Pennsylvania, Vermont, New Mexico, and Washington. His expertise includes providing financial planning, portfolio management, and educational seminars. He is committed to helping clients achieve their financial goals through personalized advice and tailored investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/20/2022 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
04/25/2016 - 07/21/2022
PRUCO SECURITIES, LLC. (Valhalla NY)
NY
05/24/2012 - 03/28/2016
CETERA ADVISORS LLC (NEW YORK NY)
NY
04/22/2009 - 05/16/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
02/21/2006 - 03/23/2009
MCGINN, SMITH & CO., INC. (NEW YORK NY)
NY
04/20/2004 - 02/28/2006
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
MN
01/08/2002 - 03/05/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/08/2002 - 03/05/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
07/13/1998 - 03/29/2001
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
NY
02/27/1997 - 04/29/1998
DUKE & CO., INC. (NEW YORK NY)
NY
07/23/1996 - 03/03/1997
AMERICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 06/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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