Unclaimed
Thomas Keith Leechin is a financial professional registered in Colorado, Massachusetts, Texas, and Utah. Thomas holds the Series 4, 6, 7TO, 9, 10, and 63 licenses and is a registered representative of Fidelity Brokerage Services LLC. Thomas has been in the industry since March 3rd, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/08/2019 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CO
11/30/2017 - 11/05/2018
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
BC
Issued 12/11/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2021
Series 4 - Registered Options Principal Examination
BC
Issued 07/10/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/18/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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