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Thomas Keith Eby

Haverford Financial Services, Inc.

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About Thomas Keith Eby

Thomas Keith Eby is a registered representative with Haverford Financial Services, Inc., with a total of 20 years of experience in the industry. Thomas Keith Eby is registered in Pennsylvania for both investment advisory and broker-dealer services. Thomas Keith Eby has previously worked at PNC Capital Markets LLC, PNC Brokerage Corp, Dreyfus Investment Services Corporation, Independent Financial Securities, Inc., and Dean Witter Reynolds Inc.

Firm Information

Thomas Eby is currently registered with Haverford Financial Services, Inc.. Haverford Financial Services, Inc. is an investment advisor with 25 investment advisory professionals. Located in RADNOR, PA, the firm manages approximately $346,895,270 in regulatory assets under management. The firm offers portfolio management for individuals, businesses, and investment companies. They also provide model portfolios to third parties. The firm serves corporations, individuals, insurance companies, charitable organizations, and investment companies. Haverford Financial Services, Inc. is a registered investment advisor and is required to file Form ADV with the SEC. The firm has been operating since 1990.
Haverford Financial Services, Inc.

THREE RADNOR CORPORATE CENTER

RADNOR, PA 19087-4546

$346.90M

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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hfs may provide model portfolios to third parties

Hfs may provide model portfolios to third parties

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Eby’s Registration & Firm History

PA

01/03/2017 - Present

Haverford Financial Services, Inc. (RADNOR PA)

PA

10/28/2002 - 12/31/2008

PNC CAPITAL MARKETS LLC (PITTSBURGH PA)

PA

02/04/1997 - 11/02/2000

PNC BROKERAGE CORP (PITTSBURGH PA)

PA

04/03/1995 - 02/11/1997

DREYFUS INVESTMENT SERVICES CORPORATION (PITTSBURGH PA)

NA

01/16/1995 - 03/15/1995

INDEPENDENT FINANCIAL SECURITIES, INC.

NY

01/19/1993 - 10/10/1994

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 12/28/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/03/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/1993

Series 31 - Futures Managed Funds Examination

BC

Issued 11/18/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Keith Eby.
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