Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ault is a financial advisor with Jefferies LLC, a firm that is registered with the Financial Industry Regulatory Authority (FINRA). Thomas has been in the industry for over 6 years and has experience in Investment Banking. Thomas is licensed to provide financial services in Texas. Prior to joining Jefferies LLC, Thomas was employed at GREENHILL & CO., LLC and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
01/20/2021 - Present
Jefferies LLC (DALLAS TX)
TX
10/05/2019 - 01/21/2021
GREENHILL & CO., LLC (Dallas TX)
NY
08/23/2014 - 06/28/2016
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 10/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/28/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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