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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kavanaugh Newton is an investment advisor representative registered with Fidelity Personal AND Workplace Advisors and currently holds active registrations in Virginia and Texas. Thomas's experience in the financial services industry spans over 30 years, having previously worked with firms including Thompson Davis & Co., Inc., LPL Financial LLC, Davenport & Company LLC, Scott & Stringfellow, Inc., Tucker Anthony Incorporated, Branch, Cabell & Co., Inc., First Union Securities, Inc., and First Union Capital Markets Corp. Thomas has passed the Series 63, 66, 7, 24, and SIE exams. Thomas's current registrations are with Fidelity Personal AND Workplace Advisors, which is a large firm based in Boston, Massachusetts with over $800 billion in assets under management. The firm offers a wide range of financial services, including financial planning, portfolio management, educational seminars, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (HANOVER VA)
VA
02/04/2015 - 02/03/2017
THOMPSON DAVIS & CO., INC. (RICHMOND VA)
SC
11/19/2013 - 09/02/2014
LPL FINANCIAL LLC (FORT MILL SC)
VA
02/01/2002 - 04/12/2013
DAVENPORT & COMPANY LLC (RICHMOND VA)
VA
11/02/2001 - 02/06/2002
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
MA
03/28/2001 - 11/09/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
VA
04/17/2000 - 03/28/2001
BRANCH, CABELL & CO., INC. (RICHMOND VA)
MO
10/01/1999 - 05/12/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/23/1993 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
VA
04/30/1990 - 02/25/1993
BRANCH, CABELL AND COMPANY (RICHMOND VA)
BOTH
Issued 02/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/28/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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