Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kane Carroll is a registered representative with over 35 years of experience in the financial services industry. Thomas Carroll is currently registered with First Brokers Securities LLC and has been with the firm since 2006. Previously, Thomas Carroll worked at McFadden, Farrell & Smith, Inc. His primary focus areas include securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/30/1994 - Present
First Brokers Securities LLC (JERSEY CITY NJ)
NY
04/07/1994 - 12/01/1994
MCFADDEN, FARRELL & SMITH, INC. (NEW YORK NY)
NY
03/12/1991 - 02/18/1994
MURPHY & DURIEU (NEW YORK NY)
NY
04/23/1990 - 01/10/1991
CANTOR, FITZGERALD CORPORATE BROKERS, INC. (NEW YORK NY)
NA
07/19/1985 - 04/23/1990
GINTELCO, INC.
NA
11/21/1984 - 06/29/1985
GINTEL & CO.
BC
Issued 02/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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