Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kane has been in the securities industry since 1987. Thomas is currently registered with Zeus Financial, LLC and is based out of the Boca Raton, FL office. Prior to joining Zeus Financial, LLC Thomas was registered with Oppenheimer & Co. Inc., Multi-Bank Securities, Inc., INCAPITAL LLC, FTN Financial Securities Corp, Spear, Leeds & Kellogg, L.P., Sanwa-BGK Treasury Securities Co., Sanwa - BGK Securities Co., L.P., and Mabon, Nugent & Co.. Thomas holds Series 63, Series 10, Series 9, Series 53, Series 24, Series 4, Series 8, Series 52TO, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/30/2024 - Present
Zeus Financial, LLC (BOCA RATON FL)
IL
10/16/2023 - 08/09/2024
OPPENHEIMER & CO. INC. (CHICAGO IL)
IL
07/21/2020 - 10/12/2023
MULTI-BANK SECURITIES, INC. (Chicago IL)
IL
06/07/2005 - 01/08/2019
INCAPITAL LLC (CHICAGO IL)
TN
01/07/2005 - 02/22/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
NY
11/09/1992 - 01/07/2005
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
04/25/1991 - 10/30/1992
SANWA-BGK TREASURY SECURITIES CO. (NEW YORK NY)
NY
07/25/1987 - 10/30/1992
SANWA - BGK SECURITIES CO., L.P. (NEW YORK NY)
NA
11/19/1985 - 07/06/1987
MABON, NUGENT & CO.
BC
Issued 06/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/14/1995
Series 4 - Registered Options Principal Examination
BC
Issued 02/13/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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