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Thomas Kai Leisher

Citizens JMP Securities, LLC

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About Thomas Kai Leisher

Thomas Kai Leisher is a registered representative with Citizens JMP Securities, LLC. Thomas has been in the securities industry since January 13, 2021. Thomas has passed the Series 63, Series 79TO, and SIE exams. Thomas is registered in California and Ohio.

Firm Information

Thomas Leisher is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Leisher’s Registration & Firm History

CA

08/01/2023 - Present

Citizens JMP Securities, LLC (LOS ANGELES CA)

CA

01/14/2021 - 08/01/2023

CITIZENS CAPITAL MARKETS (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 01/22/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/14/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/04/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Kai Leisher.
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