Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Queri is a financial advisor registered in 11 states with Cambridge Investment Research Advisors, Inc. and has been working in the industry since 1995. Thomas is also registered with Cambridge Investment Research, Inc. He has previous experience with several other firms, including MML Investors Services, LLC, American Portfolios Financial Services, Inc., AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. Thomas is licensed to offer financial planning services and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
02/05/2021 - Present
Cambridge Investment Research Advisors, Inc. (Rochester NY)
NY
05/17/2017 - 02/08/2021
MML INVESTORS SERVICES, LLC (ROCHESTER NY)
NY
10/02/2014 - 05/15/2017
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Pittsford NY)
NY
03/07/1995 - 10/06/2014
AXA ADVISORS, LLC (ROCHESTER NY)
NY
03/07/1995 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/18/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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