Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas K Cook is a financial advisor with Stifel, Nicolaus & Company, Inc. in Honolulu, Hawaii. Thomas has been in the financial industry since January 2009. Thomas has extensive experience working with individuals, high-net-worth individuals, corporations, and businesses. He is also registered to provide advisory services in over 30 states and is licensed to conduct securities business in Hawaii and Texas. Thomas offers financial planning, investment advice, and portfolio management services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
06/17/2011 - Present
Stifel, Nicolaus & Company, Inc. (HONOLULU HI)
HI
06/01/2009 - 07/15/2011
MORGAN STANLEY SMITH BARNEY (HONOLULU HI)
HI
01/07/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HONOLULU HI)
BOTH
Issued 01/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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