Unclaimed
Thomas Galante is a financial advisor registered with Cetera Investment Advisers LLC. Thomas has been in the industry since 1998 and has experience working with clients in a variety of financial situations. Thomas's expertise includes financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NH
01/25/2023 - Present
Cetera Investment Advisers LLC (GILFORD NH)
NH
06/01/2009 - 10/28/2013
MORGAN STANLEY (PORTSMOUTH NH)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MIDDLETON MA)
MA
07/06/2006 - 04/02/2007
MORGAN STANLEY DW INC. (DANVERS MA)
MA
10/20/2004 - 03/03/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/07/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
RI
12/15/1997 - 11/01/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 8/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/23/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/17/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2011
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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