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Thomas Jude Modzelewski

Marwood Group

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About Thomas Jude Modzelewski

Thomas Modzelewski is a financial professional with over 20 years of experience in the industry. He is currently a Registered Representative with the Marwood Group, a firm that provides finder services. Thomas has held previous positions with Marwood Group Research and Marwood Alternative Asset Management LLC. His licenses and registrations include Series 7, 63, 66, 24, 86, 87, SIE, and 99TO. He is currently registered in New York and Oregon.

Firm Information

Thomas Modzelewski is currently registered with Marwood Group. Marwood Group is a Limited Liability Company formed on June 6, 2001, and is registered in Nevada, New Mexico, New York, and Oregon. They provide finder services and have a website at HTTP://WWW.MARWOODGROUP.COM/FINANCIAL-ADVISORY. Their client base includes corporations or other businesses, with assets under management of $0.

Not reported

Assets Under Management

3

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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finder services

Finder services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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Thomas Modzelewski’s Registration & Firm History

NY

03/18/2021 - Present

Marwood Group (NEW YORK NY)

NY

01/29/2009 - 12/31/2021

MARWOOD GROUP RESEARCH (NEW YORK NY)

NY

12/16/2005 - 04/13/2011

MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/10/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/03/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/24/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/22/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Jude Modzelewski.
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