Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McNulty is a financial advisor with Finalis Securities LLC based in New York, NY. Thomas has over 5 years of experience in the financial services industry. Thomas holds Series 63, 79, 82TO, and SIE licenses. Thomas's expertise includes investment banking and private securities offerings. Previously, Thomas worked for STONEHAVEN, LLC, FOCUS SECURITIES LLC, CHIRON SECURITIES LLC, B. RILEY FBR, INC., and NAVIGANT CAPITAL ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/25/2024 - Present
Finalis Securities LLC (New York NY)
NY
12/19/2023 - 07/09/2024
STONEHAVEN, LLC (NEW YORK NY)
VA
01/06/2023 - 11/15/2023
FOCUS SECURITIES LLC (GAINESVILLE VA)
TX
09/08/2022 - 01/03/2023
CHIRON SECURITIES LLC (Houston TX)
TX
07/10/2017 - 04/29/2020
B. RILEY FBR, INC. (HOUSTON TX)
NY
09/28/2015 - 06/09/2017
NAVIGANT CAPITAL ADVISORS, LLC (NEW YORK NY)
BC
Issued 01/03/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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