Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Driscoll is a financial professional with over 16 years of experience in the financial services industry. Thomas currently holds a Series 6, 7, 63, and SIE licenses and is registered with Foreside Fund Services, LLC in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/30/2021 - Present
Foreside Fund Services, LLC (New York NY)
MA
11/05/2019 - 01/28/2021
GOLDMAN SACHS & CO. LLC (BOSTON MA)
MD
07/12/2001 - 10/21/2002
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
MA
12/05/2000 - 06/20/2001
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
07/07/1997 - 11/27/2000
NVEST FUNDS DISTRIBUTOR, L.P. (BOSTON MA)
NY
12/16/1996 - 06/12/1997
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 12/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/09/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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