Unclaimed
Thomas Joyce is a financial advisor with over 40 years of experience in the industry. Thomas is currently registered with Osaic Wealth, Inc., and previously worked with FSC Securities Corporation, Advantage Capital Corporation, Nestlerode & Co., Inc. and Waddell & Reed, Inc. Thomas has a diverse range of experience in the financial services industry, specializing in investment company products, variable contracts, government securities, and general securities. Thomas holds licenses for Series 6, 7, 63, and 72 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/03/2023 - Present
Osaic Wealth, Inc. (WILLIAMSPORT PA)
PA
02/27/2009 - 11/03/2023
FSC SECURITIES CORPORATION (WILLIAMSPORT PA)
PA
12/11/1991 - 02/27/2009
ADVANTAGE CAPITAL CORPORATION (WILLIAMSPORT PA)
PA
09/05/1985 - 12/09/1991
NESTLERODE & CO., INC. (STATE COLLEGE PA)
NA
09/09/1982 - 09/06/1985
WADDELL & REED, INC.
BC
Issued 11/15/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/07/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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