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Thomas Joshua Eich

Northwestern Mutual Investment Services, LLC

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About Thomas Joshua Eich

Thomas Eich is a financial advisor with Northwestern Mutual Investment Services, LLC. Thomas is registered with the state of Minnesota. Thomas's experience includes working with AXA Advisors, LLC, RBC Capital Markets, LLC., RBC Wealth Management, Punch Bowl Social, OneMain Financial, Bonfire Grill, Server, and Unemployed. Thomas has experience working with clients in Banking or Thrift Institutions. Thomas's current employment began in January 2025.

Firm Information

Thomas Eich is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Thomas Eich’s Registration & Firm History

MN

01/21/2025 - Present

Northwestern Mutual Investment Services, LLC (Edina MN)

MN

06/20/2018 - 01/03/2019

AXA ADVISORS, LLC (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 07/26/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/09/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Joshua Eich.
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