Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Whitam is a financial professional with over 25 years of experience in the financial services industry. Thomas has a strong background in securities trading and a deep understanding of the financial markets. Thomas is currently registered with Deutsche Bank Securities Inc. Previously, Thomas was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ameriprise Financial Services, Inc. and American Enterprise Investment Services Inc. Thomas holds a variety of licenses and certifications, including Series 7, 24, 4, 52TO, 55, 57TO, 63 and SIE. Thomas is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
10/23/2015 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
FL
12/19/2014 - 07/20/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
MN
08/04/2009 - 06/23/2014
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
01/20/1998 - 06/23/2014
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MN
05/30/1997 - 08/16/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/30/1997 - 08/16/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 01/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 12/12/1997
Series 4 - Registered Options Principal Examination
BC
Issued 02/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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