Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Weber is a financial advisor with over 9 years of experience in the financial services industry. Thomas is currently registered with J.P. Morgan Securities LLC. Previously, Thomas was registered with BOFA Securities, Inc. in Los Angeles, CA, CADARET, GRANT & CO., INC. in Caldwell, NJ, BLACKROCK INVESTMENTS, LLC in San Francisco, CA and PACER FINANCIAL, INC. in Paoli, PA. Thomas has passed the Series 7, Series 63, Series 65, SIE and Series 79TO exams. Thomas currently holds an active registration in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
07/31/2024 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
CA
08/15/2022 - 07/12/2024
BOFA SECURITIES, INC. (LOS ANGELES CA)
NJ
05/11/2020 - 05/10/2021
CADARET, GRANT & CO., INC. (CALDWELL NJ)
CA
07/01/2015 - 09/10/2019
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
PA
11/14/2013 - 06/25/2015
PACER FINANCIAL, INC. (PAOLI PA)
IA
Issued 10/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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