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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ventura is an investment advisor representative with Thrivent Investment Management Inc. Thomas Ventura has been in the industry since 2003. Thrivent Investment Management Inc. is a large firm with more than 14 billion dollars in assets under management. Thomas Ventura primarily focuses on financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/26/2022 - Present
Thrivent Investment Management Inc. (Daytona Beach FL)
NC
04/01/2020 - 11/20/2020
VERITY INVESTMENTS, INC. (DURHAM NC)
FL
05/20/2015 - 11/15/2016
PRINCIPAL SECURITIES, INC. (DAYTONA BEACH FL)
FL
08/02/2013 - 05/21/2015
CABOT LODGE SECURITIES LLC (Daytona Beach FL)
FL
10/31/2012 - 08/29/2013
ALLIED BEACON PARTNERS, INC. (OCALA FL)
FL
02/06/2009 - 10/05/2012
PRINCOR FINANCIAL SERVICES CORPORATION (PALM COAST FL)
NV
06/17/2008 - 03/24/2009
BRIGHT TRADING, LLC (HENDERSON NV)
FL
05/12/2005 - 06/05/2006
SUNTRUST INVESTMENT SERVICES, INC. (DAYTONA BEACH SHORES FL)
IL
03/03/2003 - 03/31/2004
ASSENT LLC (BOLINGBROOK IL)
NY
01/29/2003 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NJ
07/10/2002 - 01/22/2003
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
MO
11/16/2001 - 06/19/2002
WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
NY
01/14/2000 - 11/21/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/23/1996 - 01/28/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
11/14/1995 - 06/18/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BOTH
Issued 04/25/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/03/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/07/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/15/2016
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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