Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Thompson has over 20 years of experience in the financial services industry. Thomas is a Registered Representative and Investment Advisor Representative. Thomas' firm, Thompson Financial Transitions Inc., provides investment advisory and financial planning services to a wide range of clients. The firm is committed to providing personalized service and helping clients achieve their financial goals. Thomas has experience providing financial advice to individuals, families, and businesses. Thomas has an active license in Minnesota, Oklahoma, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
02/24/2023 - Present
Thompson Financial Transitions Inc. (WHITE BEAR LAKE MN)
MN
10/21/2014 - 12/13/2022
SAGEPOINT FINANCIAL, INC. (WHITE BEAR LAKE MN)
MN
10/01/2008 - 10/21/2014
VOYA FINANCIAL ADVISORS, INC. (ST PAUL MN)
MN
06/11/2008 - 10/06/2008
CRI SECURITIES, LLC (MINNEAPOLIS MN)
MN
06/11/2008 - 10/06/2008
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
CO
03/20/2007 - 05/23/2008
THE LEADERS GROUP, INC. (LITTLETON CO)
MN
08/20/2002 - 02/20/2007
ING AMERICA EQUITIES, INC. (MINNEAPOLIS MN)
MN
10/31/2001 - 07/08/2002
TCF SECURITIES, INC. (MINNEAPOLIS MN)
MN
08/20/1999 - 10/26/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/20/1999 - 10/26/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
PA
07/28/1998 - 05/10/1999
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
TX
02/10/1997 - 08/03/1998
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
NY
01/02/1996 - 01/28/1997
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
12/11/1995 - 01/01/1996
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
IA
Issued 08/28/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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