Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Swirbalus is a registered representative of Stifel, Nicolaus & Company, Inc. Thomas has been in the industry for over 10 years. Thomas holds Series 7TO and Series 66 licenses, as well as the SIE certification. Thomas has a diverse background in finance and technology, having worked for various companies such as Liquidnet, Datadog, and Ralli. Thomas is committed to providing personalized financial advice and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/08/2024 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
BOTH
Issued 02/07/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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