Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sullivan is a financial professional with over 38 years of experience in the industry. Thomas is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 1984. Prior to joining Northwestern Mutual Investment Services, LLC, Thomas was registered with Robert W. Baird & Co. Incorporated. Thomas is licensed in Colorado, Illinois, and Missouri. Thomas holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IL
09/04/1984 - Present
Northwestern Mutual Investment Services, LLC (FAIRVIEW HTS IL)
WI
04/28/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 06/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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