Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Joseph Singleton

Osaic FA, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Joseph Singleton

Thomas Singleton is a financial advisor registered in New Jersey, New York, Florida, Delaware, and California. Thomas has been working in the industry since July 2, 2011. Thomas currently is a registered representative of Osaic FA, Inc. Thomas specializes in providing portfolio management services, financial planning services, retirement plan consulting services, and educational seminars. Prior to joining Osaic FA, Inc., Thomas was a financial advisor for PRUCO SECURITIES, LLC. and PROEQUITIES, INC.

Firm Information

Thomas Singleton is currently registered with Osaic FA, Inc.. Osaic FA, Inc., a corporation formed in 1968, provides investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and other entities. The firm offers a variety of services including financial planning, portfolio management, and retirement plan consulting. Osaic FA, Inc. is registered with the Securities and Exchange Commission (SEC) and is also registered in 52 states. The firm has a strong track record and has received multiple awards for its services. They manage over $37 billion in assets.
Osaic FA, Inc.

1301 SOUTH HARRISON STREET

FORT WAYNE, IN 46802

$37.13B

Assets Under Management

3,800

Total Clients

1,156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

retirement plan consulting services provided on a limited basis.

Retirement plan consulting services provided on a limited basis.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Singleton’s Registration & Firm History

NJ

04/29/2015 - Present

Osaic FA, Inc. (PARAMUS NJ)

NJ

08/17/2011 - 01/30/2015

PRUCO SECURITIES, LLC. (EAST HANOVER NJ)

NJ

12/17/2010 - 04/29/2011

PROEQUITIES, INC. (PARSIPPANY NJ)

Not sure if Thomas Joseph Singleton is right for you?

Licenses & Designations

IA

Issued 03/06/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/10/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Joseph Singleton.
Not sure if Thomas Joseph Singleton is right for you?