Unclaimed
Thomas Singleton is a financial advisor registered in New Jersey, New York, Florida, Delaware, and California. Thomas has been working in the industry since July 2, 2011. Thomas currently is a registered representative of Osaic FA, Inc. Thomas specializes in providing portfolio management services, financial planning services, retirement plan consulting services, and educational seminars. Prior to joining Osaic FA, Inc., Thomas was a financial advisor for PRUCO SECURITIES, LLC. and PROEQUITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/29/2015 - Present
Osaic FA, Inc. (PARAMUS NJ)
NJ
08/17/2011 - 01/30/2015
PRUCO SECURITIES, LLC. (EAST HANOVER NJ)
NJ
12/17/2010 - 04/29/2011
PROEQUITIES, INC. (PARSIPPANY NJ)
IA
Issued 03/06/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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