Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Simcik is a financial professional with over 38 years of experience in the securities industry. Thomas has been registered with Janney Montgomery Scott LLC since 2008 and currently holds registrations in New York, Pennsylvania, and Texas. Thomas has a broad range of experience in the securities industry, including financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. Thomas is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
10/01/2021 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
PA
02/21/2006 - 08/06/2008
CITIGROUP GLOBAL MARKETS INC. (WEST CHESTER PA)
MD
03/19/1998 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (PIKESVILLE MD)
NY
08/26/1996 - 03/24/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/03/1983 - 09/03/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/05/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1997
Series 15 - Foreign Currency Options Examination
BC
Issued 01/16/1997
Series 5 - Interest Rate Options Examination
BC
Issued 11/27/1996
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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