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Thomas Joseph Sheehy

Hilltop Securities Inc.

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About Thomas Joseph Sheehy

Thomas Sheehy is a financial professional with experience in the securities industry. Thomas has been active in the industry since 2006, and is currently registered with Hilltop Securities Inc. Thomas has held previous roles at Loop Capital Markets LLC and Morgan Stanley & Co. LLC. Thomas has passed the Series 7, Series 50, SIE and Series 52TO exams. Thomas provides financial planning, educational seminars, and portfolio management services for individuals.

Firm Information

Thomas Sheehy is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Thomas Sheehy’s Registration & Firm History

NY

08/04/2023 - Present

Hilltop Securities Inc. (New York NY)

NY

04/04/2016 - 09/25/2017

LOOP CAPITAL MARKETS LLC (NEW YORK NY)

NY

09/07/2006 - 03/21/2016

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/04/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 08/04/2022

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2018

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 09/06/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Joseph Sheehy.
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