Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Shannon is a registered investment advisor representative with State Farm Investment Management Corp. Thomas has been in the financial services industry since July 2006. Thomas is licensed to provide investment advice in Connecticut, New Jersey, New York, and Pennsylvania. Thomas has also held previous roles at SBC Warburg Dillon Read Inc. and S. B. Cantor & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
01/11/2024 - Present
State Farm Investment Management Corp. (ASTORIA NY)
CT
02/20/1997 - 03/27/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
02/13/1997 - 03/05/1997
S. B. CANTOR & CO., INC. (NEW YORK NY)
IA
Issued 06/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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