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Thomas Joseph Shanahan

Haese Financial Group Inc.

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About Thomas Joseph Shanahan

Thomas Shanahan is a financial advisor who has been working in the industry since September 25, 1987. Currently, Thomas Shanahan is registered with Haese Financial Group Inc. Thomas Shanahan holds Series 7, 63, 65 and SIE licenses and is a Registered Representative of Haese Financial Group Inc. Thomas Shanahan previously worked with FIRST MIDWEST SECURITIES, INC., PAVEK INVESTMENTS INC., and Boston Financial Securities. Thomas Shanahan specializes in Financial Planning and Portfolio Management for Individuals.

Firm Information

Thomas Shanahan is currently registered with Haese Financial Group Inc.. Haese Financial Group Inc. is an investment advisor with 5 investment adviser representatives. The firm provides financial planning and portfolio management services to individuals. They manage approximately $26,000,000 in assets for 70 clients.

$26.00M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Shanahan’s Registration & Firm History

WI

01/08/2025 - Present

Haese Financial Group Inc. (JACKSON WI)

IL

05/01/1998 - 07/27/2001

FIRST MIDWEST SECURITIES, INC. (BLOOMINGTON IL)

WI

05/25/1988 - 04/27/1998

PAVEK INVESTMENTS INC. (EAU CLAIRE WI)

NA

03/30/1998 - 04/21/1998

FIRST MIDWEST SECURITIES, INC.

NA

02/20/1986 - 05/30/1986

BOSTON FINANCIAL SECURITIES, INC.

NA

07/24/1985 - 12/17/1985

WINTHROP SECURITIES CO., INC.

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Licenses & Designations

IA

Issued 12/24/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/19/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Joseph Shanahan. Review regulatory record here.
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