Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Schmitt is a financial advisor with over 25 years of experience in the industry. Thomas is currently registered with MFS Fund Distributors, Inc. in Boston, MA. Prior to joining MFS Fund Distributors, Inc. Thomas was with Invesco Distributors, Inc. in Houston, TX and OppenheimerFunds Distributor, Inc. in New York, NY. Thomas has held licenses for Series 7, Series 63, and the Securities Industry Essentials Examination (SIE). Thomas is registered in Connecticut, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/09/2019 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
TX
05/25/2019 - 07/01/2019
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
05/22/2001 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
RI
02/16/2000 - 02/16/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
10/18/1995 - 12/22/1999
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 01/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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