Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Saxon is a financial advisor registered with LPL Financial LLC. Thomas has been a financial advisor since 1996 and has worked with clients in both Maryland and Texas. Thomas's financial advisory experience also includes working with Newport Coast Securities, Inc. from 2014 to 2015 and Pruco Securities Corporation from 1996 to 1996. Thomas specializes in retirement planning, investment management, financial planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
11/04/2016 - Present
LPL Financial LLC (EASTON MD)
MD
02/10/2015 - 10/23/2015
NEWPORT COAST SECURITIES, INC. (EASTON MD)
NJ
03/29/1996 - 05/07/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/24/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/08/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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